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John Trombetta

Osaic Institutions, Inc.

Wells River, VT

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2020-01-03
  • VT RA
    APPROVED
    Since 2020-01-03

Branch Locations

47 Main Street North, Wells River, VT 05081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kohls Department Store Holmdel NJ 10/2002 Present
Wells River Savings Bank Wells River VT 07/2021 Present
Osaic Institutions Inc. Meriden CT 03/2017 Present
  • 10/2002 → Present
    Kohls Department Store
    Holmdel, NJ
  • 07/2021 → Present
    Wells River Savings Bank
    Wells River, VT
  • 03/2017 → Present
    Osaic Institutions Inc.
    Meriden, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-14
  • S66 Uniform Combined State Law Examination
    2019-12-14

View on SEC IAPD

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STEVEN WAYNE AIKEN
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JOSEPH CHRISTOPHER GALLANT
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BRADFORD SEAN BAILEY
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Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · WOODSVILLE, NH
LPL FINANCIAL LLC · PIERMONT, NH
LPL FINANCIAL LLC · LITTLETON, NH
CETERA INVESTMENT ADVISERS LLC · LITTLETON, NH
STATE FARM INVESTMENT MANAGEMENT CORP. · Littleton, NH
CREATIVE FINANCIAL STRATEGIES, INC. · LITTLETON, NH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Littleton, NH
EDWARD JONES · LITTLETON, NH

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