Steven Wayne Aiken

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2026-05-26

NH RA
APPROVED

Since 2026-05-26

Branch Locations

260 Cottage St Ste D, Littleton, NH 03561 • United States

32C Whittier Hwy Unit 202C, Moltonborough, NH 03254 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Meredith Village Savings Bank	Meredith	NH	07/2009	09/2022
Infinex Investments, Inc	Meriden	CT	02/2014	09/2022
Commonwealth Financial Network	Waltham	MA	09/2022	05/2026
Aiken Financial Planning Llc	Moultonborough	NH	05/2024	Present
Lpl Financial	Littleton	NH	05/2026	Present
Community Financial Services Group Llc	Littleton	NH	05/2026	Present

07/2009 → 09/2022

Meredith Village Savings Bank

Meredith, NH
02/2014 → 09/2022

Infinex Investments, Inc

Meriden, CT
09/2022 → 05/2026

Commonwealth Financial Network

Waltham, MA
05/2024 → Present

Aiken Financial Planning Llc

Moultonborough, NH
05/2026 → Present

Lpl Financial

Littleton, NH
05/2026 → Present

Community Financial Services Group Llc

Littleton, NH

Previous Registrations

2022-09-12 → 2026-05-13

Commonwealth Financial Network

Meredith, NH

Moultonborough, NH
2014-02-18 → 2022-09-06

Osaic Institutions, Inc.

Meriden, CT

Meredith, NH

Meriden, CT
2010-04-26 → 2014-02-19

Lpl Financial Llc

Bedford, NH

Meredith, NH

Ashland, NH

Center Harbor, NH

Gilford, NH

Moultonborough, NH

Plymouth, NH

Plymouth, NH

Wolfeboro, NH

Alton, NH

Meredith, NH

Laconia, NH
2009-08-18 → 2010-04-27

Osaic Fs, Inc.

Meredith, NH
2007-05-22 → 2009-07-20

Cetera Investment Services Llc

Bedford, NH

Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name CFSG Wealth Management - Inv Rel - At Reported Business Location (s) - Start Date : 05/2026 2. 05/2026 - Bydand Property Mgmt - Real Estate Rental - Inv Related - 5 Hour(s)/Month - 0 Hour(s) During Trading - Meredith NH 03253 - OBA Start Date: 01/01/2020 3. 05/2026 - CFSG Wealth Management - Non-Variable Insurance - Inv Related - 5 Hour(s)/Month - 5 Hour(s) During Trading - Littleton NH 03561 - OBA Start Date: 05/01/2026 4. 05/2026 - Aiken Financial Planning - Business Owner - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Moultonboro NH 03254 - OBA Start Date: 04/30/2024

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-05-08
S63	Uniform Securities Agent State Law Examination	2001-03-28

S65 Uniform Investment Adviser Law Examination

2007-05-08
S63 Uniform Securities Agent State Law Examination

2001-03-28

View on SEC IAPD