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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-02-27
TX RA APPROVED 2020-04-01
VT RA APPROVED 2019-10-07
  • NH RA
    APPROVED
    Since 2025-02-27
  • TX RA
    APPROVED
    Since 2020-04-01
  • VT RA
    APPROVED
    Since 2019-10-07

Branch Locations

5 Maple Street, Woodsville, NH 03785 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel St Johnsbury VT 06/2016 Present
  • 06/2016 → Present
    Stifel
    St Johnsbury, VT
Other Businesses

1. Frances Atkinson Residence/Vermont Congregational Home Inc; 4717 Main St S, Newbury, VT 05051; Retirement Home; Board of Directors; Participate in discussions and work with committees to better the Atkinsons Home; 06/23/2021; 6 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-04
  • S66 Uniform Combined State Law Examination
    2019-10-04
Other Names
  • Joe Marshall

View on SEC IAPD

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