Randall Ernest Saulnier

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 09/2020
  Cetera Advisor Networks Llc
  El Segundo, CA
• 09/2020 → Present
  Lpl Financial Llc
  Littleton, NH
• 09/2013 → Present
  Community Financial Services Group
  Littleton, NH

Previous Registrations

• 2013-09-03 → 2020-09-18
  Cetera Wealth Services, Llc
  Worcester, MA
  Newport, VT
  Littleton, NH
  Newport, VT
  Plymouth, NH
  Franconia, NH
  Lancaster, NH
  Piermont, NH
  Lisbon, NH
  Woodsville, NH
  Woodsville, NH
  Woodsville, NH
  Littleton, NH
• 2012-02-02 → 2013-09-03
  Tower Square Securities, Inc.
  Newport, MA
  Worcester, MA
  Newport, VT
  Littleton, NH

Other Businesses

1)9/18/2020- LPL Financial located at CFSG- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100% 2)02/08/2024 - Community Financial Services Group, LLC - Inv related - At Reported Business Location(s) - Financial Institution Duty - Trust Officer - Started: 9/19/2020 - 125 Hrs/mo; 30 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-12-16
• S66 Uniform Combined State Law Examination
  1999-02-25