Paula Christine Swain

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2019 → 01/2025
  Lincoln Financial Advisors, Inc
  Plymouth, MI
• 01/2025 → 08/2025
  Osaic Wealth, Inc.
  Southfield, MI
• 08/2025 → Present
  Lpl Financial Llc
  Brighton, MI
• 11/2003 → 08/2019
  Linsco/Private Ledger Corp.
  Brownstown, MI

Previous Registrations

• 2025-01-24 → 2025-09-02
  Osaic Wealth, Inc.
  Southfield, MI
• 2019-10-07 → 2025-01-24
  Osaic Fa, Inc.
  Southfield, MI
  Southfield, MI
• 2010-07-20 → 2019-10-23
  Lpl Financial Llc
  Westland, MI
  Brownstown, MI
  Westland, MI
  Plymouth, MI

Other Businesses

1. 07/2025 - Premier Financial Planning - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour/Month - 40 Hour During Trading - At Reported business location(s) - OBA Start Date: 8/29/2025 2. 07/2025 - Financial Center for Women - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour/Month - 40 Hour During Trading - At Reported business location(s) - OBA Start Date: 8/29/2025 3. 07/2025 - Financial Center for Women - Non-Variable Insurance - Investment Related - 1 Hour/Month - 0 Hour During Trading - Brighton MI 48226 - OBA Start Date: 09/02/2005 4. 11/03/2025- No Business Name- Other - book- Not INV Related-Home Based- Start date 11/10/2025 5.11/03/2025- Soar form Silence- Other - book and blog- Not INV Related- Home Based- Start date 12/01/2025- 4 Months Per Month 6. 11/13/2025- Soar from Silence-Other - One-on-One Personal Life Coaching- Not INV Related- Home Based- Start date 01/01/2026- 10 Hours Per Month

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-01-30
• S63 Uniform Securities Agent State Law Examination
  1999-02-02

Designations

• Certified Financial Planner

Other Names

• Paula Christine Lauder
• Paula Christine Holland
• Paula Christine Swain