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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-13
RI RA APPROVED 2017-06-19
  • NY RA
    APPROVED
    Since 2021-05-13
  • RI RA
    APPROVED
    Since 2017-06-19

Branch Locations

45 Knollwood Rd Ste 204, Elmsford, NY 10523 • United States

One Huntington Quadrangle Suite 1C01, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stop And Shop Richmond RI 07/2010 09/2016
B2Bgateway.nEt Richmond RI 06/2016 Present
Voya Financial Advisors Elmsford NY 04/2017 Present
  • 07/2010 → 09/2016
    Stop And Shop
    Richmond, RI
  • 06/2016 → Present
    B2Bgateway.nEt
    Richmond, RI
  • 04/2017 → Present
    Voya Financial Advisors
    Elmsford, NY
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 45 KNOLLWOOD RD STE 204; ELMSFORD; NY; 10523; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 6/1/2017; 5; 5; SALE OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Davis & Roche Wealth Management; Yes; 45 Knollwood Rd Suite 204; Elmsford; NY; 10523; Financial Services/dba; Financial Planner; 9/8/2020; 40; 2; Sale and service Insurance, Securities and Investment Products| BRST POSITION: Treasurer NATURE: This S Corp is for the sharing of office expenses only, and goes to pay bills and whatnot throughout the year. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/2023 ADDRESS: 45 Knollwood Rd, Suite 204, Elmsford NY 10523, United States DESCRIPTION: I file the taxes for the S Corp and handle payroll functions. VAGRANT PAGES POSITION: Owner and Content Creator NATURE: Podcase INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 13 Argyle Dr, Westerly RI 02891, United States DESCRIPTION: Audiobook narrator and joint podcast host for fiction short stories.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-18
  • S66 Uniform Combined State Law Examination
    2017-05-18
Designations
Other Names
  • Dylan Roche

View on SEC IAPD

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