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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-13 |
| RI | RA | APPROVED | 2017-06-19 |
Branch Locations
45 Knollwood Rd Ste 204, Elmsford, NY 10523 • United States
One Huntington Quadrangle Suite 1C01, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stop And Shop | Richmond | RI | 07/2010 | 09/2016 |
| B2Bgateway.nEt | Richmond | RI | 06/2016 | Present |
| Voya Financial Advisors | Elmsford | NY | 04/2017 | Present |
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 45 KNOLLWOOD RD STE 204; ELMSFORD; NY; 10523; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 6/1/2017; 5; 5; SALE OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Davis & Roche Wealth Management; Yes; 45 Knollwood Rd Suite 204; Elmsford; NY; 10523; Financial Services/dba; Financial Planner; 9/8/2020; 40; 2; Sale and service Insurance, Securities and Investment Products| BRST POSITION: Treasurer NATURE: This S Corp is for the sharing of office expenses only, and goes to pay bills and whatnot throughout the year. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/2023 ADDRESS: 45 Knollwood Rd, Suite 204, Elmsford NY 10523, United States DESCRIPTION: I file the taxes for the S Corp and handle payroll functions. VAGRANT PAGES POSITION: Owner and Content Creator NATURE: Podcase INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 13 Argyle Dr, Westerly RI 02891, United States DESCRIPTION: Audiobook narrator and joint podcast host for fiction short stories.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-18 |
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