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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2017-06-07
CT RA APPROVED 2017-03-25
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2017-06-07
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

565 Taxter Road Suite 625 6Th Floor, Elmsford, NY 10523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Shelton CT 07/2005 03/2017
Mml Investors Services, Llc Elmsford NY 03/2017 Present
Massmutual Life Insurance Co Elmsford NY 07/2016 Present
  • 07/2005 → 03/2017
    Metlife Securities Inc
    Shelton, CT
  • 03/2017 → Present
    Elmsford, NY
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Elmsford, NY
Previous Registrations
  • 2006-03-03 → 2017-03-25
    Msi Financial Services, Inc.
    Shelton, CT
    White Plains, NY
    Elmsford, NY
    Shelton, CT
Other Businesses

(1) NAME: BEN SOCCODATO INV REL: Y ADD:565 TAXTER RD STE 625 ELMSFORD NY 10523 NATURE: OUTSIDE INSURANCE SALES POSITION: AGENT START DATE: 04/2009 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 2 DESCRIBE DUTIES: LIFE, DISABILITY, PROPERTY & CASUALTY, HEALTH, GROUP WHOLE, TERM, DI, LONG-TERM CARE, & FIXED ANNUITIES. (2) NAME: SKG VENTURES LLC INV REL: Y ADD: 565 TAXTER RD STE 625 ELMSFORD NY 10523 NATURE: OTHER-USED FOR PASS-THROUGH EXPENSES POSITION: PARTNER START DATE: 01/2019 NO. HRS/MO: 0 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0. (3) NAME: SKG TAX LLC INV REL: Y ADD: 565 TAXTER RD, STE 505, ELMSFORD, NY 10523 NATURE: CERTIFIED PUBLIC ACCOUNTING, TAX PREPARATION SERVICES POSITION: MEMBER START DATE: 10/15/2022 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: MANAGE/OVERSEE OPERATIONS. (4) NAME: TAXTER MARKETING LLC INV REL: Y ADD: 565 TAXTER RD STE 625 ELMSFORD NY 10523 NATURE: CONSULTING OTHER ADVISORS IN THE AGENCY ON MARKETING AND LEADS GENERATION ACTIVITIES POSITION: PARTNER START DATE: 8/1/2023 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0 DUTIES: MANAGEMENT AND CONSULTING. (5) NAME: BEECH TREE CONSULTING LLC INV REL: Y ADD: 565 TAXTER RD STE 625 ELMSFORD NY 10523 NATURE: LLC USED FOR EXPENSE MANAGEMENT PURPOSES POSITION: GENERAL MANAGER/OWNER START DATE: 1/1/2024 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DUTIES: EXPENSE MANAGEMENT. (6) NAME: BEN & CHERRY LLC INV REL: Y ADD: RESIDENTIAL NATURE: OWNER OF LLC FOR SIMPLE RENTAL PROPERTY POSITION: OWNER START DATE: 09/01/2026 No. HR/MO: 5. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: PASSIVELY RENTING OUT VIA RENTAL SERVICES/APPS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-21
  • S66 Uniform Combined State Law Examination
    2005-11-21
Designations

View on SEC IAPD

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