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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-02
  • NY RA
    APPROVED
    Since 2025-10-02

Branch Locations

565 Taxter Road Suite 625 6Th Floor, Elmsford, NY 10523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harrison Chen Dds Upper Eastside, P.C. New York NY 11/2021 07/2022
Prepared Find New York NY 08/2009 07/2022
Joseph T. Hung, Dmd, Mmsc, P.C. New York NY 08/2009 11/2021
New York Life Insurance Co Lake Success NY 08/2022 12/2022
Nylife Securities Llc Lake Success NY 05/2022 12/2022
Equity Services, Inc. - Wealthbridge Financial Group New York NY 01/2023 09/2025
National Life Group - Wealthbridge Financial Group New York NY 10/2022 09/2025
Mml Investors Services, Llc Elmsford NY 09/2025 Present
Massmutual Life Insurance Co Elmsford NY 09/2025 Present
  • 11/2021 → 07/2022
    Harrison Chen Dds Upper Eastside, P.C.
    New York, NY
  • 08/2009 → 07/2022
    Prepared Find
    New York, NY
  • 08/2009 → 11/2021
    Joseph T. Hung, Dmd, Mmsc, P.C.
    New York, NY
  • 08/2022 → 12/2022
    New York Life Insurance Co
    Lake Success, NY
  • 05/2022 → 12/2022
    Nylife Securities Llc
    Lake Success, NY
  • 01/2023 → 09/2025
    Equity Services, Inc. - Wealthbridge Financial Group
    New York, NY
  • 10/2022 → 09/2025
    National Life Group - Wealthbridge Financial Group
    New York, NY
  • 09/2025 → Present
    Elmsford, NY
  • 09/2025 → Present
    Massmutual Life Insurance Co
    Elmsford, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-09-10
  • S63 Uniform Securities Agent State Law Examination
    2022-09-10
Designations
Other Names
  • David Alan Balkcom

View on SEC IAPD

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