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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED 2017-06-02
NJ RA APPROVED 2017-03-25
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED
    Since 2017-06-02
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

565 Taxter Road Suite 625 6Th Floor, Elmsford, NY 10523 • United States

Poughkeepsie, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 08/2005 12/2016
Msi Financial Services Elmsford NY 12/2016 03/2017
Massachusetts Mutual Life Insurance Company Elmsford NY 12/2016 Present
Mml Investors Services, Llc Elmsford NY 03/2017 Present
  • 08/2005 → 12/2016
    Axa Advisors, Llc
    New York, NY
  • 12/2016 → 03/2017
    Msi Financial Services
    Elmsford, NY
  • 12/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Elmsford, NY
  • 03/2017 → Present
    Elmsford, NY
Previous Registrations
  • 2016-12-02 → 2017-03-25
    Msi Financial Services, Inc.
    Elmsford, NY
  • 2005-09-30 → 2016-12-16
    New York, NY
    Edison, NJ
    Irvington, NY
    New York, NY
Other Businesses

NAME: MICHAEL P. DARRAGH INV REL: Y ADD: 565 TAXTER ROAD #625 ELMSFORD, NY 10523 NATURE: OUTSIDE INSURANCE SALES POSITION: INDEPENDENT INSURANCE AGENT START DATE: 08/15/2022 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 2 DESCRIBE DUTIES: LIFE, DISABILITY, LONG TERM CARE, FIXED ANNUITIES AND HEALTH.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-10-25
S65 Uniform Investment Adviser Law Examination 2004-07-28
  • S63 Uniform Securities Agent State Law Examination
    2005-10-25
  • S65 Uniform Investment Adviser Law Examination
    2004-07-28

View on SEC IAPD

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