Pietro Salvatore Ruggeri

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 07/2019
  Minnesota Life Insurance Company
  St Paul, MN
• 12/2014 → 07/2019
  Securian Financial Services, Inc
  St Paul, MN
• 12/2014 → 07/2019
  Allied Wealth Partners
  Martinsville, NJ
• 07/2019 → Present
  Massmutual Life Insurance Co
  Warren, NJ
• 07/2019 → Present
  Mml Investors Services, Llc
  Warren, NJ

Previous Registrations

• 2014-12-18 → 2019-07-23
  Securian Financial Services, Inc.
  Martinsville, NJ
  Parsippany, NJ
  Parsippany, NJ
• 2008-01-30 → 2014-12-22
  Equitable Advisors, Llc
  Edison, NJ
  New York, NY

Other Businesses

(1) Name: Gryphon Assurance, Ruggeri Insurance Group Inv rel: Y Add: Residential address Nature: Outside Insurance Business Position: Ownership Start date: 11/1/2018 No. hr/mo: 10 No. hr/mo during sec trading: 0 Describe duties: Property/Casualty, Life, Fixed Annuities, and health insurance. (2) Name: Ruggeri Financial Group LLC Inv rel: Y Add: 152 Liberty Corner Rd Ste 204 Warren NJ Nature: LLC Position: Managing Member Start date: 11/1/2021 No. hr/mo: 2 No. hr/mo during sec trading: 0 Describe duties: Manage the books of the LLC.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-11-15
• S63 Uniform Securities Agent State Law Examination
  2006-05-13

Other Names

• Pietro Ruggeri