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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-05 |
| NY | RA | APPROVED | 2021-06-14 |
| NJ | RA | APPROVED | 2021-03-18 |
Branch Locations
565 Taxter Road Suite 625 6Th Floor, Elmsford, NY 10523 • United States
25 Independence Boulevard Suite 200, 2Nd Floor, Warren, NJ 07059 • United States
186 Wood Ave S Suite 301, Iselin, NJ 08830 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Company | St Paul | MN | 12/2014 | 07/2019 |
| Securian Financial Services, Inc | St Paul | MN | 12/2014 | 07/2019 |
| Allied Wealth Partners | Martinsville | NJ | 12/2014 | 07/2019 |
| Massmutual Life Insurance Co | Warren | NJ | 07/2019 | Present |
| Mml Investors Services, Llc | Warren | NJ | 07/2019 | Present |
(1) Name: Gryphon Assurance, Ruggeri Insurance Group Inv rel: Y Add: Residential address Nature: Outside Insurance Business Position: Ownership Start date: 11/1/2018 No. hr/mo: 10 No. hr/mo during sec trading: 0 Describe duties: Property/Casualty, Life, Fixed Annuities, and health insurance. (2) Name: Ruggeri Financial Group LLC Inv rel: Y Add: 152 Liberty Corner Rd Ste 204 Warren NJ Nature: LLC Position: Managing Member Start date: 11/1/2021 No. hr/mo: 2 No. hr/mo during sec trading: 0 Describe duties: Manage the books of the LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-13 |
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