Amber Michelle Smith

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 11/2016
  Wells Fargo Advisors, Llc
  San Diego, CA
• 11/2016 → 05/2021
  Wells Fargo Clearing Services, Llc
  San Diego, CA
• 05/2021 → Present
  Morgan Stanley Smith Barney Llc
  San Diego, CA
• 06/2021 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2012-12-22 → 2021-05-26
  Wells Fargo Clearing Services, Llc
  San Diego, CA

Other Businesses

*622201-  San Pasqual High School Business Advisory for students; Investment related-No; Escondido, California; Public Schools; Advisory Council Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2025; During business hours: 1; After business hours: 0; Other *652498- FCA Volleyball; Investment related: No; Carlsbad, California; Recreation; Assistant Coach, administrative support for sports tournaments (proprietor, partner, officer, director, employee, trustee, agent); 08/2025; During business hours: 0; After business hours: 20; Sports coaching and organizing sports program details for tournaments

Exams

• S66 Uniform Combined State Law Examination
  2012-12-21

Other Names

• Amber Michelle Smith
• Amber M Smith