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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-11 |
| CA | RA | APPROVED | 2017-05-29 |
Branch Locations
600 W Broadway Ste 1450 One America Plaza, San Diego, CA 92101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | San Diego | CA | 03/2017 | Present |
| Banco Falabella | Santiago | 08/2015 | 01/2017 |
FRESH START SURGICAL GIFT FOUNDATION; NOT INVESTMENT RELATED; CARLSBAD, CA; BOARD ADMINISTRATOR; START DATE 08/01/2017; 3 HOURS PER MONTH / 0 DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-27 |
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