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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-09-08 |
| CO | RA | APPROVED | 2017-07-26 |
Branch Locations
6400 S Fiddlers Green Cir, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwood Village | CO | 03/2017 | Present |
| Dupar And Company | Redmond | WA | 09/2016 | 03/2017 |
| Bank Of America, N.A. | Greenwood Village | CO | 06/2017 | Present |
I*4321269 Entity Type: For Profit Name of OBA: Happiest Adventures on Earth Address: Brentwood, Tennessee, 37027 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 04/20/2026 Number of Hours: 20, Weekly Number of Hours during trading: 0 Duties: Travel agency to help guide people through the journey of planning dream vacations, whether to Disney, Universal, or beyond. To act as an Independent Contractor selling and planning vacations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-30 |
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