Andrea Mati

Current Employers

Employment History

• 03/2011 → 09/2017
  Vitos By The Water
  Windsor, CT
• 06/2017 → 01/2020
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 03/2017 → 01/2020
  Northwestern Mutual Investment Services Llc
  West Hartford, CT
• 05/2018 → 01/2020
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 01/2020 → 03/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hartford, CT
• 01/2020 → 03/2022
  Bank Of America N.A.
  Hartford, CT
• 03/2022 → Present
  Tiaa
  West Hartford, CT
• 03/2022 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  West Hartford, CT

Previous Registrations

• 2020-12-01 → 2022-03-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hartford, CT
  New York, NY

Other Businesses

(1) Name: Mati LLC Position: Co-owner Nature: It's a commercial real estate ownership, which also has a self service car wash in its ownership. Investment Related: Yes Hours: 4 Securities Trading Hours: 0 Start Date: 09/09/2020 Address: 1110 East St, New Britain CT 06051, United States Description: Me and my brother Joan Mati, we are the owners of MATI LLC with a 50%-50% ownership. Under Mati LLC, we own a commercial body shop which is rented and we collect rent from on a monthly basis, and a self service car wash which we operate. (2) CT VALLEY PROPERTY LLC POSITION: Managing Member NATURE: rental real estate INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/13/2026 ADDRESS: Home Address, Wethersfield CT 06109, United States DESCRIPTION: Collecting rent and coordinating maintenance (3) CT VALLEY HOSPITALITY LLC POSITION: Member NATURE: My wife is in the process of potentially purchasing a coffee shop business. The business will operate as an LLC, and while I am listed as a member of the LLC, I will have no active involvement in the day-to-day operations or management of the business. My role is strictly passive in nature. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/13/2026 ADDRESS: Home Address, Wethersfield CT 06109, United States DESCRIPTION: Passive LLC member (4) TOWN OF WETHERSFIELD, CT POSITION: Volunteer Pension Committee Member NATURE: This is a volunteer position on the Town of Wethersfield's OPEB Trust Committee. The committee oversees the town's Other Post-Employment Benefits trust fund, which funds retiree healthcare and other benefits. My role is advisory and oversight-focused, no investment decisions, trading, or account access are involved, as those are handled by an established third-party investment advisor. No products or services are sold or offered. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/03/2026 ADDRESS: 505 Silas Deane Highway, Wethersfield CT 06109, United States DESCRIPTION: My role is limited to quarterly meetings, providing budgeting oversight and general financial guidance. An outside advisor manages the trust's investments; I have no check-writing authority or account access.

Exams

• S66 Uniform Combined State Law Examination
  2020-11-30
• S63 Uniform Securities Agent State Law Examination
  2018-02-27

Other Names

• Andrea Mati
• Andy Mati