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Jingxian Yu

J.P. Morgan Securities LLC

Irvine, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-03
TX RA APPROVED 2025-12-03
  • CA RA
    APPROVED
    Since 2025-12-03
  • TX RA
    APPROVED
    Since 2025-12-03

Branch Locations

3978 Barranca Parkway, Irvine, CA 92606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Irvine CA 03/2017 Present
East West Bank Irvine CA 07/2011 03/2017
J.P. Morgan Securities Llc Irvine CA 03/2017 Present
  • 03/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Irvine, CA
  • 07/2011 → 03/2017
    East West Bank
    Irvine, CA
  • 03/2017 → Present
    J.P. Morgan Securities Llc
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-16
S63 Uniform Securities Agent State Law Examination 2017-05-04
  • S66 Uniform Combined State Law Examination
    2025-07-16
  • S63 Uniform Securities Agent State Law Examination
    2017-05-04
Other Names
  • Jocelyn Yu
  • Jingxlan Yu

View on SEC IAPD

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