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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-04 |
| FL | RA | APPROVED | 2024-03-01 |
| OK | RA | APPROVED | 2023-11-03 |
Branch Locations
3636 North Roff Avenue, Oklahoma City, OK 73112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 180 Medical | Oklahoma City | OK | 07/2011 | 03/2017 |
| Osaic Wealth, Inc. | Oklahoma City | OK | 11/2023 | Present |
| Fsc Securities Corp | Oklahoma City | OK | 03/2017 | 11/2023 |
1. CAPITAL ASSET MANAGEMENT, INC. POSITION: Wealth Manager NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 11/29/2018 ADDRESS: 3636 N Roff Ave, Oklahoma City OK 73112, United States DESCRIPTION: Portfolio management, financial planning, platform trading 2. SPIRIT OF THE WEST FINANCIAL CORP. POSITION: Wealth Manager NATURE: C Corp. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/01/2017 ADDRESS: 3636 N Roff Ave, Oklahoma City OK 73112, United States DESCRIPTION: Financial Planning
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-28 |
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