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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
| MO | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | St. Louis | MO | 07/2017 | Present |
| David Scott Farmer'S Agency | Bethalto | IL | 05/2017 | 06/2017 |
| Aaa Community Finance | Bethalto | IL | 04/2017 | 06/2017 |
| Grandstaff (Stifel, Nicolaus, & Company) | St. Louis | MO | 03/2017 | 04/2017 |
| Waggoner Equipment, Llc | Wood River | IL | 02/2017 | 03/2017 |
| Marcos Pizza | Wood River | IL | 06/2016 | 12/2016 |
| Siue | Edwardsville | IL | 08/2012 | 12/2016 |
| Td Ameritrade, Inc. | St Louis | MO | 02/2018 | Present |
| Pruco Securities Llc | Swansea | IL | 03/2023 | 11/2024 |
| Charles Schwab | St Louis | MO | 01/2023 | 03/2023 |
| The Prudential Insurance Company Of America | Swansea | IL | 04/2023 | Present |
| Lpl Enterprise, Llc | Swansea | IL | 11/2024 | Present |
1) 02/20/2026-Evergreen Wealth Strategies-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 02/19/2026-200hrs/mth-143hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-09 |
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