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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-05 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
2610 North Illinois Street, Swansea, IL 62226 • United States
111 Walnut St, Highland, IL 62249 • United States
800 Belt Line Rd, Collinsville, IL 62234 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wayne Hummer Investments L.L.C. | Chicago | IL | 04/2015 | 01/2025 |
| Lpl Financial Llc | Collinsville | IL | 01/2025 | Present |
1. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 04/01/2015- 160 Hours Per Month- 150 During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-03 |
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