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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-04 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
2610 North Illinois Street, Swansea, IL 62226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wintrust Investments Llc | Swansea | IL | 06/2023 | 01/2025 |
| A Final Touch Landscaping & Lawn Care | Highland | IL | 05/2019 | 10/2019 |
| Eastern Illinois University | Charleston | IL | 09/2021 | 07/2022 |
| Jimmy Johns | Highland | IL | 11/2019 | 08/2021 |
| Eastern Illinois University Student Recreational Center | Charleston | IL | 08/2022 | 05/2023 |
| Highland High School | Highland | IL | 08/2015 | 05/2019 |
| Lpl Financial Llc | Swansea | IL | 01/2025 | Present |
1- 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 09/11/2024- 175 hours per month/ 135 hours during trading 2- 01/2025- FCB Banks - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 09/11/2024- 175 hours per month/ 135 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-02 |
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