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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-05 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
2610 North Illinois Street, Swansea, IL 62226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Probuild Inc | Breese | IL | 04/2005 | 01/2025 |
| Rea Electric | Breese | IL | 04/2005 | 01/2025 |
| Fcb Banks | Edwardsville | IL | 12/2014 | Present |
| Lpl Financial Llc | Swansea | IL | 01/2025 | Present |
1) 03/07/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wintrust Investments - Investment Related - At Reported Business Location(s) - Start Date:08/29/2024 - 180 Hrs/Mth - 180 Hrs During Trading. 2) 06/04/2025 - Wintrust Insurance Agency - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date: 05/23/2025 - 3 Hrs/Mth - 3 Hrs During Trading. 3) 11/04/2025 - 9 Little Acres Cattle Co. LLC - Farm - Not Investment Related - Start Date 10/24/2025 - 10 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-25 |
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