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Danny Thomas Reeves

LPl Financial LLC

Swansea, IL

CRD 3178874

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-05
IL RA APPROVED 2025-01-23
  • TX RA
    APPROVED_RES
    Since 2025-02-05
  • IL RA
    APPROVED
    Since 2025-01-23

Branch Locations

2610 North Illinois Street, Swansea, IL 62226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Focused Investments L.L.C. Collinsville IL 01/1999 Present
Wayne Hummer Investments L.L.C. Swansea IL 12/2006 01/2025
Lpl Financial Llc Swansea IL 01/2025 Present
  • 01/1999 → Present
    Focused Investments L.L.C.
    Collinsville, IL
  • 12/2006 → 01/2025
    Wayne Hummer Investments L.L.C.
    Swansea, IL
  • 01/2025 → Present
    Swansea, IL
Previous Registrations
  • 2007-01-08 → 2025-01-23
    Wintrust Investments Llc
    Albers, IL
    Swansea, IL
    Maryville, IL
    Chicago, IL
  • 2002-02-19 → 2006-12-31
    Swansea, IL
Other Businesses

1. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 07/19/1999- 180 Hours Per Month- 104 Hours During Trading 2. 09/18/2024- FCB Banks- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 11/13/1997- 180 Hours Per Month- 104 Hours During Trading 3. 09/18/2024- FitZone 161- Business Owner- INV Related- At Germantown, Illinois- Start date 09/20/2008- 15 Hours Per Month- 2 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-20
S63 Uniform Securities Agent State Law Examination 1999-03-04
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    1999-03-04
Other Names
  • Dan Reeves

View on SEC IAPD

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