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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-11-07 |
| TX | RA | APPROVED | 2019-11-07 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 03/2017 | Present |
| Wells Fargo | Wichita | KS | 01/2015 | 02/2017 |
| Wichita State University | Wichita | KS | 01/2015 | 12/2016 |
| Self-Employed | Phoenix | AZ | 02/2025 | Present |
| Self-Employed | Phoenix | AZ | 02/2025 | Present |
| Self-Employed | Phoenix | AZ | 02/2025 | Present |
| Self-Employed | Phoenix | AZ | 12/2025 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 03/2017 | Present |
NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: E-COMMERCE POSITION: OWNER START DATE: 02/2025 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SALES NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: E-COMMERCE POSITION: OWNER START DATE: 02/2025 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SALES NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: E-COMMERCE POSITION: OWNER START DATE: 02/2025 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SALES NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: E-COMMERCE POSITION: OWNER START DATE: 12/2025 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SALES
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-04-19 |
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