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13500 Evening Creek Dr. N #555, San Diego, CA 92128 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-03-25 |
| IA | RA | APPROVED | 2009-03-25 |
| MO | RA | APPROVED | 2009-03-25 |
| NV | RA | APPROVED | 2009-03-25 |
| NJ | RA | APPROVED | 2009-03-25 |
| NM | RA | APPROVED | 2009-03-25 |
| NC | RA | APPROVED | 2009-03-25 |
| OH | RA | APPROVED | 2009-03-25 |
| PA | RA | APPROVED | 2009-03-25 |
| SC | RA | APPROVED | 2009-03-25 |
| TN | RA | APPROVED | 2009-03-25 |
| TX | RA | APPROVED | 2009-03-25 |
| VT | RA | APPROVED | 2009-03-25 |
| VA | RA | APPROVED | 2009-03-25 |
| WA | RA | APPROVED | 2009-03-25 |
| WI | RA | APPROVED | 2009-03-25 |
Branch Locations
13500 Evening Creek Dr N #555, San Diego, CA 92128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Madison Avenue Securities, Inc. | San Diego | CA | 06/2005 | Present |
1.) NAME: AE FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: 2950 SW MCCLURE RD, TOPEKA, KS 66614; NATURE OF THE BUSINESS: BROKER-DEALER; POSITION: PRESIDENT; HOURS PER WEEK: 2-5 HOURS; START DATE: 4/1/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-18 |
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