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Martin William Mcnees

Madison Avenue Securities, LLC

San Diego, CA

San Diego, CA

CRD 3168410

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Employer firm

Madison Avenue Securities, LLC CRD 23224

$2.02B regulatory AUM 31 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Madison Avenue Securities, Llc

13500 Evening Creek Dr. N #555, San Diego, CA 92128 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-03-25
IA RA APPROVED 2009-03-25
MO RA APPROVED 2009-03-25
NV RA APPROVED 2009-03-25
NJ RA APPROVED 2009-03-25
NM RA APPROVED 2009-03-25
NC RA APPROVED 2009-03-25
OH RA APPROVED 2009-03-25
PA RA APPROVED 2009-03-25
SC RA APPROVED 2009-03-25
TN RA APPROVED 2009-03-25
TX RA APPROVED 2009-03-25
VT RA APPROVED 2009-03-25
VA RA APPROVED 2009-03-25
WA RA APPROVED 2009-03-25
WI RA APPROVED 2009-03-25
  • CA RA
    APPROVED
    Since 2009-03-25
  • IA RA
    APPROVED
    Since 2009-03-25
  • MO RA
    APPROVED
    Since 2009-03-25
  • NV RA
    APPROVED
    Since 2009-03-25
  • NJ RA
    APPROVED
    Since 2009-03-25
  • NM RA
    APPROVED
    Since 2009-03-25
  • NC RA
    APPROVED
    Since 2009-03-25
  • OH RA
    APPROVED
    Since 2009-03-25
  • PA RA
    APPROVED
    Since 2009-03-25
  • SC RA
    APPROVED
    Since 2009-03-25
  • TN RA
    APPROVED
    Since 2009-03-25
  • TX RA
    APPROVED
    Since 2009-03-25
  • VT RA
    APPROVED
    Since 2009-03-25
  • VA RA
    APPROVED
    Since 2009-03-25
  • WA RA
    APPROVED
    Since 2009-03-25
  • WI RA
    APPROVED
    Since 2009-03-25

Branch Locations

13500 Evening Creek Dr N #555, San Diego, CA 92128 • United States

13500 Evening Creek Dr N #555, San Diego, CA 92128 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Madison Avenue Securities, Inc. San Diego CA 06/2005 Present
  • 06/2005 → Present
    Madison Avenue Securities, Inc.
    San Diego, CA
Previous Registrations
  • 2006-09-21 → 2009-03-25
    Madison Avenue Advisors, Inc.
    San Diego, CA
Other Businesses

1.) NAME: AE FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: 2950 SW MCCLURE RD, TOPEKA, KS 66614; NATURE OF THE BUSINESS: BROKER-DEALER; POSITION: PRESIDENT; HOURS PER WEEK: 2-5 HOURS; START DATE: 4/1/2025

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-20
S63 Uniform Securities Agent State Law Examination 1999-01-18
  • S65 Uniform Investment Adviser Law Examination
    2006-09-20
  • S63 Uniform Securities Agent State Law Examination
    1999-01-18
Other Names
  • Marty Mcnees
  • Martin Mcnees

View on SEC IAPD

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