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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2022-04-29 |
| NY | RA | APPROVED | 2022-04-29 |
| TX | RA | APPROVED | 2022-04-29 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Gray, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investacorp Inc | Miami | FL | 07/2017 | 07/2020 |
| Simmons Financial | Middlebury | VT | 02/2017 | Present |
| Simmons Financial | Portland | ME | 07/2017 | Present |
| Patagonia | Freeport | ME | 04/2014 | 02/2017 |
| Securities America, Inc. | Gray | ME | 07/2020 | 04/2022 |
| Securities America Advisors, Inc. | Gray | ME | 07/2020 | 04/2022 |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 04/2022 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 04/2022 | Present |
1) DBA - SIMMONS FINANCIAL- 121 WHITNEY ROAD, GRAY, ME 04039; INVESTMENT RELATED; FINANCIAL SERVICES FOR COMMISSIONS & ADVISORY; FINANCIAL ADVISOR; 99% OF TIME SPENT. 2) FIXED INSURANCE SALES - 121 WHITNEY ROAD, GRAY, ME 04039; INVESMENT RELATED; FIXED INSURANCE SALES; AGENT; 1% OF TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-13 |
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