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9255 Towne Centre Drive Suite 600, San Diego, CA 92121 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-11 |
Branch Locations
9255 Towne Centre Drive Suite 600, San Diego, CA 92121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Charlotte | NC | 02/2017 | 11/2019 |
| Mccormick & Schmicks | Charlotte | NC | 06/2015 | 02/2017 |
| Perform Media | Charlotte | NC | 03/2016 | 01/2018 |
| Associate Staffing | Charlotte | NC | 02/2017 | 05/2017 |
| Wells Fargo Securities, Llc | Charlotte | NC | 11/2019 | 07/2022 |
| Wells Fargo Bank, Na | Charlotte | NC | 11/2019 | 07/2022 |
| Chandler Asset Management Inc. | San Diego | CA | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-04-13 |
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