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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-02
FL RA APPROVED 2024-12-10
  • TX RA
    APPROVED
    Since 2025-01-02
  • FL RA
    APPROVED
    Since 2024-12-10

Branch Locations

13250 University Center Blvd, Fort Myers, FL 33907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. Cape Coral FL 01/2014 11/2020
Truist Investment Services, Inc. Orlando FL 03/2021 11/2024
Unemployed Cape Coral FL 11/2020 02/2021
Tz Insurance Solutions Llc Fort Myers FL 02/2021 03/2021
Truist Advisory Services Inc. Orlando FL 03/2021 11/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Myers FL 11/2024 Present
Bank Of America, N.A. Fort Myers FL 01/2025 Present
  • 01/2014 → 11/2020
    Wells Fargo Clearing Services, Llc.
    Cape Coral, FL
  • 03/2021 → 11/2024
    Truist Investment Services, Inc.
    Orlando, FL
  • 11/2020 → 02/2021
    Unemployed
    Cape Coral, FL
  • 02/2021 → 03/2021
    Tz Insurance Solutions Llc
    Fort Myers, FL
  • 03/2021 → 11/2024
    Orlando, FL
  • 11/2024 → Present
    Fort Myers, FL
  • 01/2025 → Present
    Bank Of America, N.A.
    Fort Myers, FL
Previous Registrations
Other Businesses

I*2109285 Entity Type: For ProfitName: PERUVIAN CHICKS LLCInvestment-related; NoAddress: Cape Coral FL 33909Nature of the other business: Food servicesPosition: OwnerStart date: 02/28/2024 Hours/month you devote to the other business: 1 hr wklyHours devoted during trading hours: 0Duties: Cooking Peruvian foodI*,2625258 Entity TypeEntity For Profit, Name of OBA:Whatever Stix LLC, Address:cape coralFlorida33909, Investment Related:no, Position, Title, Association:General Partner/Managing Member,Owner. Employee Start Date:08/04/2025 No Hours:5 hours weekly,No Hours during trading: 0,Duties:Food truck,Part Time cook I*3104286 Entity Type: N/A Name of OBA:Twitch or Kick Address:cape coral Florida Investment Related:No Position, Title, Association:N/A Start Date:11/01/2025 No Hours: 3 Monthly No Hours during trading:0 Monthly Duties:fitness streaming and Vlogs workouts, vacation, restaurants streaming

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-18
S63 Uniform Securities Agent State Law Examination 2017-07-12
  • S66 Uniform Combined State Law Examination
    2023-05-18
  • S63 Uniform Securities Agent State Law Examination
    2017-07-12
Other Names
  • Omar Ramos
  • Omar Y Ramos Cuba

View on SEC IAPD

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