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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-12 |
| CA | RA | APPROVED | 2025-03-05 |
Branch Locations
5060 California Ave 11Th Fl, Bakersfield, CA 93309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Bakersfield | CA | 09/2014 | Present |
| Wells Fargo Clearing Services Llc | Bakersfield | CA | 02/2017 | Present |
LIZZIE CREATES, NOT INVT RELATED, BAKERSFIELD, CA, 100% OWNERSHIP, START DATE 11/7/2022, 20 HRS PER MONTH, 0 HRS DURING TRADING, MAKING AND DESIGNING TUMBLERS TO SELL ON ETSY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-11 |
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