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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-10-31 |
Branch Locations
2000 S. Colorado Blvd., Tower 2, Suite 150, Denver, CO 80222 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Denver | CO | 02/2017 | Present |
| Ch2M Hill | Englewood | CO | 08/2014 | 01/2017 |
| Global Retirement Partners | Denver | CO | 07/2017 | Present |
| Hub International Investment Services, Inc. | Denver | CO | 10/2020 | Present |
1. 7/21/2017 - MRP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Start Date: 07/11/2017 - 80 Hours Per Month/4 Hours During Securities Trading - Time Spent 50%. 2. 10/13/2017 - Global Retirement Partners - Investment Advisory Services - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 07/11/2017 - 80 Hours Per Month - I provide investment advisory services through Global Retirement Partners an independent investment advisor firm. I started this business activity on 10/13/2017. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 9/12/2019 - HUB International - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Start Date: 09/13/2019 - 160 Hours Per Month/160 Hours During Securities Trading - HUB International is buying our practice and will be 100% owner. Role will remain the same but will now be an employee of HUB. 4. 9/13/2019 - MRP, a division of HUB International - DBA: MRP, a division of HUB International Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/13/2019 - 160 Hours Per Month/160 Hours During Securities Trading - HUB International is purchasing the firm and will now be 100% owner. 5. 9/26/2019 - Global Retirement Partners, LLC - DBA: MRP, a division of HUB International Investment Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - ADMIN. - Start Date: 09/13/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 6. 11/12/2019 - Hub International Investment Services Inc. - Investment Related - At Reported Business Location(s) - Other-Accommodation Broker/Dealer - Start Date: 10/31/2019 - 0 Hours Per Month/0 Hours During Securities Trading - Only registered with this entity to receive payments from compensation paid to this entity from LPL. 7. 4/16/2021 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 8. 5/7/2021 - Global Retirement Partners, LLC - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Licensed Admin. - Start Date: 1/1/2021 - Supports the advisor(s) who will service as an Investment Advisor Representative under the Global Retirement Partners RIA dba HUB Retirement and Wealth Management. Activities may include financial planning, rendering advice for a fee, retirement plan consulting, or other investment related financial consulting. 9. 11/07/2022 - 565 Pioneer LLC - Investment Related - Rexburg ID 83440 - Real Estate Rental - Owner - Start Date - 08/01/2022 - 2 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-31 |
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