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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-10-31
  • CO RA
    APPROVED
    Since 2023-10-31

Branch Locations

2000 S. Colorado Blvd., Tower 2, Suite 150, Denver, CO 80222 • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Denver CO 02/2017 Present
Ch2M Hill Englewood CO 08/2014 01/2017
Global Retirement Partners Denver CO 07/2017 Present
Hub International Investment Services, Inc. Denver CO 10/2020 Present
  • 02/2017 → Present
    Lpl Financial, Llc
    Denver, CO
  • 08/2014 → 01/2017
    Ch2M Hill
    Englewood, CO
  • 07/2017 → Present
    Global Retirement Partners
    Denver, CO
  • 10/2020 → Present
    Hub International Investment Services, Inc.
    Denver, CO
Other Businesses

1. 7/21/2017 - MRP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Start Date: 07/11/2017 - 80 Hours Per Month/4 Hours During Securities Trading - Time Spent 50%. 2. 10/13/2017 - Global Retirement Partners - Investment Advisory Services - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 07/11/2017 - 80 Hours Per Month - I provide investment advisory services through Global Retirement Partners an independent investment advisor firm. I started this business activity on 10/13/2017. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 9/12/2019 - HUB International - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Start Date: 09/13/2019 - 160 Hours Per Month/160 Hours During Securities Trading - HUB International is buying our practice and will be 100% owner. Role will remain the same but will now be an employee of HUB. 4. 9/13/2019 - MRP, a division of HUB International - DBA: MRP, a division of HUB International Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/13/2019 - 160 Hours Per Month/160 Hours During Securities Trading - HUB International is purchasing the firm and will now be 100% owner. 5. 9/26/2019 - Global Retirement Partners, LLC - DBA: MRP, a division of HUB International Investment Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - ADMIN. - Start Date: 09/13/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 6. 11/12/2019 - Hub International Investment Services Inc. - Investment Related - At Reported Business Location(s) - Other-Accommodation Broker/Dealer - Start Date: 10/31/2019 - 0 Hours Per Month/0 Hours During Securities Trading - Only registered with this entity to receive payments from compensation paid to this entity from LPL. 7. 4/16/2021 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 8. 5/7/2021 - Global Retirement Partners, LLC - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Licensed Admin. - Start Date: 1/1/2021 - Supports the advisor(s) who will service as an Investment Advisor Representative under the Global Retirement Partners RIA dba HUB Retirement and Wealth Management. Activities may include financial planning, rendering advice for a fee, retirement plan consulting, or other investment related financial consulting. 9. 11/07/2022 - 565 Pioneer LLC - Investment Related - Rexburg ID 83440 - Real Estate Rental - Owner - Start Date - 08/01/2022 - 2 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-31
  • S65 Uniform Investment Adviser Law Examination
    2023-10-31

View on SEC IAPD

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