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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-21
PA RA APPROVED 2017-04-28
  • TX RA
    APPROVED_RES
    Since 2023-07-21
  • PA RA
    APPROVED
    Since 2017-04-28

Branch Locations

4905 Tilghman Street Suite 200, Allentown, PA 18104 • United States

3500 Winchester Road Suite 133, Allentown, PA 18104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Springfield MA 02/2017 Present
Msi Financial Services Inc Allentown PA 02/2017 Present
Chrome Lounge State College PA 08/2015 11/2016
Penn State University State College PA 08/2013 12/2016
Unemployed Shickshinny PA 12/2016 02/2017
Mml Investors Services, Llc Allentown PA 03/2017 Present
  • 02/2017 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 02/2017 → Present
    Msi Financial Services Inc
    Allentown, PA
  • 08/2015 → 11/2016
    Chrome Lounge
    State College, PA
  • 08/2013 → 12/2016
    Penn State University
    State College, PA
  • 12/2016 → 02/2017
    Unemployed
    Shickshinny, PA
  • 03/2017 → Present
    Allentown, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-06
  • S66 Uniform Combined State Law Examination
    2017-03-06
Other Names
  • Gabriel Micca

View on SEC IAPD

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