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Kate Gamache

Ubs Financial Services Inc.

Wellesley, MA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2019-02-19
  • ME RA
    APPROVED
    Since 2019-02-19

Branch Locations

55 William Street, Wellesley, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Servives, Inc Wellesley MA 02/2017 Present
State Street Corporation Boston MA 01/2001 11/2016
  • 02/2017 → Present
    Ubs Financial Servives, Inc
    Wellesley, MA
  • 01/2001 → 11/2016
    State Street Corporation
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-19
  • S66 Uniform Combined State Law Examination
    2019-02-19

View on SEC IAPD

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