Ashley Lauren Butler

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2018-10-01

CO RA
APPROVED

Since 2018-10-01

Branch Locations

4600 S. Ulster Street 7Th Floor, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Denver	CO	02/2017	Present
Keller Williams Dtc	Denver	CO	12/2015	10/2017
Snooze, An Am Eatery	Centennial	CO	12/2013	02/2017

02/2017 → Present

Ubs Financial Services Inc.

Denver, CO
12/2015 → 10/2017

Keller Williams Dtc

Denver, CO
12/2013 → 02/2017

Snooze, An Am Eatery

Centennial, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-01

S66 Uniform Combined State Law Examination

2018-10-01

Other Names

Ashley Lauren Cole
Ashley Butler

View on SEC IAPD

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