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Griffin Wesley Horne

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bloomfield Hills, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-08-15
MI RA APPROVED 2017-07-10
  • TX RA
    APPROVED
    Since 2017-08-15
  • MI RA
    APPROVED
    Since 2017-07-10

Branch Locations

39577 Woodward Ave Pbig - Troy, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Troy MI 02/2017 Present
Indiana Wesleyan University Marion IN 09/2013 12/2016
Ron Blue Institute Marion IN 09/2016 01/2017
The Andersons Inc. Maumee OH 03/2016 09/2016
Bank Of America, N.A. Troy MI 03/2018 Present
  • 02/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Troy, MI
  • 09/2013 → 12/2016
    Indiana Wesleyan University
    Marion, IN
  • 09/2016 → 01/2017
    Ron Blue Institute
    Marion, IN
  • 03/2016 → 09/2016
    The Andersons Inc.
    Maumee, OH
  • 03/2018 → Present
    Bank Of America, N.A.
    Troy, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-07
  • S66 Uniform Combined State Law Examination
    2017-07-07
Other Names
  • Griffin Horne

View on SEC IAPD

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Other Offices

ENGLISH CAPITAL MANAGEMENT LLC · BLOOMFIELD HILLS, MI
SCHWARTZ & CO. · BLOOMFIELD HILLS, MI
GREGORY J. SCHWARTZ & CO., INC. · BLOOMFIELD HILLS, MI
LPL FINANCIAL LLC · BIRMINGHAM, MI
J.P. MORGAN SECURITIES LLC · BLOOMFIELD HILLS, MI
HIDDEN CAPITAL MANAGEMENT, LLC · BLOOMFIELD HILLS, MI
PROSPERITY WEALTH STRATEGIES LLC · Bloomfield Hills, MI
QUARTON CAPITAL PARTNERS · BIRMINGHAM, MI

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