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Mark Raymond Carpentier

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wellesley Hills, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-03-03
NY RA APPROVED 2021-04-19
TX RA APPROVED 2018-12-27
CT RA APPROVED 2018-12-05
  • FL RA
    APPROVED
    Since 2023-03-03
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2018-12-27
  • CT RA
    APPROVED
    Since 2018-12-05

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newton MA 02/2017 Present
Assumption College Office Of Enrollment Management Worcester MA 08/2015 05/2017
Charter Oak Country Club Hudson MA 05/2017 08/2017
Assumption College Worcester MA 08/2014 05/2018
Ralph Lauren Corporation Deer Park NY 05/2016 09/2016
  • 02/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Newton, MA
  • 08/2015 → 05/2017
    Assumption College Office Of Enrollment Management
    Worcester, MA
  • 05/2017 → 08/2017
    Charter Oak Country Club
    Hudson, MA
  • 08/2014 → 05/2018
    Assumption College
    Worcester, MA
  • 05/2016 → 09/2016
    Ralph Lauren Corporation
    Deer Park, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-04
  • S66 Uniform Combined State Law Examination
    2018-12-04
Other Names
  • Mark Carpentier

View on SEC IAPD

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JAMES SCOTT TOMODA
ANDRES F CASTANO

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WELLESLEY HILLS, MA
UBS FINANCIAL SERVICES INC. · WELLESLEY, MA
UBS FINANCIAL SERVICES INC. · WELLESLEY, MA
UBS FINANCIAL SERVICES INC. · WELLESLEY, MA
RAYMOND JAMES & ASSOCIATES, INC. · Wellesley, MA
RAYMOND JAMES & ASSOCIATES, INC. · Wellesley Hills, MA
J.D. CAPITAL PARTNERS LLC · WELLESLEY, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Wellesley, MA

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