Paul William Holjes

Current Employers

Employment History

• 05/2012 → 03/2018
  Lpl Financial, Llc
  Hartford, CT
• 05/2012 → 03/2018
  Private Advisor Group, Llc
  Hartford, CT
• 03/2018 → Present
  Kestra Investment Services, Llc
  Hatford, CT
• 03/2018 → Present
  Kestra Advisory Services, Llc
  Hatford, CT

Previous Registrations

• 2012-06-04 → 2018-03-08
  Private Advisor Group, Llc
  Hartford, CT
  Morristown, NJ
• 2010-11-17 → 2012-06-12
  Msi Financial Services, Inc.
  Glastonbury, CT
• 2009-06-01 → 2010-11-18
  Morgan Stanley
  Hartford, CT
  Hartford, CT
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Hartford, CT
• 2004-06-29 → 2007-04-02
  Morgan Stanley Dw Inc.
  Hartford, CT
  Hartford, CT
• 2002-07-22 → 2004-06-25
  Prudential Retirement Brokerage Services, Inc.
  Hartford, CT

Other Businesses

Business Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Pkwy Bldg. 2 Ste. 400, Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 3/8/2018 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: provide financial planning and wealth management adviseBusiness Name: Peak Mountain Advisors Investment Related: Yes Address: 942 Main Street, 1st floor Hartfod CT 06103 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: owner Start Date: 5/30/2012 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Financial Advice, Asset ManagementBusiness Name: 19 East Granby Road LLC Investment Related: No Address: PO Box 220 East Granby CT 06026 Nature of Business: Real Estate Position, Title or Relationship: owner Start Date: 5/26/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: renovation and rental

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-15
• S63 Uniform Securities Agent State Law Examination
  1999-02-11

Other Names

• Paul Holjes