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Stefanie Marie Mills

Rbc Capital Markets, LLC

Hartford, CT

Windsor Locks, CT

CRD 5044511

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2007-11-28
  • CT RA
    APPROVED
    Since 2007-11-28

Branch Locations

One Corporate Center 20 Church Street, Suite 2300, Hartford, CT 06103-1221 • United States

Windsor Locks, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Hartford CT 03/2008 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-10
  • S66 Uniform Combined State Law Examination
    2008-06-10
Other Names
  • Stephanie Mills
  • Stefanie Marie Mills
  • Stephanie Mills Bucchieri
  • Stefanie Marie Bucchieri

View on SEC IAPD

Nearby Firms

NEBRODI PARTNERS, LLC
MORGAN STANLEY
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Nearby Investors

RANDY SCOTT HOLMEEN
PETER NILS JUNGGREN
JONATHAN TAYLOR KEENEY FRUCCE

Nearby Offices

NEBRODI PARTNERS, LLC · HARTFORD, CT
MORGAN STANLEY · Hartford, CT
ERNST & YOUNG INVESTMENT ADVISERS LLP · HARTFORD, CT

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