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Dean Rocco Calderoni

Rbc Capital Markets, LLC

Hartford, CT

Mystic, CT

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-03-15
TX RA APPROVED 2024-03-15
  • CT RA
    APPROVED
    Since 2024-03-15
  • TX RA
    APPROVED
    Since 2024-03-15

Branch Locations

One Corporate Center 20 Church Street, Suite 2300, Hartford, CT 06103-1221 • United States

Mystic, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Of Connecticut Judicial Branch Hartford CT 06/1994 07/2017
Morgan Stanley Hartford CT 09/2017 03/2024
Morgan Stanley Private Bank, National Association New York NY 12/2017 03/2024
Rbc Capital Markets, Llc Hartford CT 03/2024 Present
Morgan Stanley Private Bank, N.A New York NY 05/2021 03/2024
  • 06/1994 → 07/2017
    State Of Connecticut Judicial Branch
    Hartford, CT
  • 09/2017 → 03/2024
    Morgan Stanley
    Hartford, CT
  • 12/2017 → 03/2024
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 03/2024 → Present
    Rbc Capital Markets, Llc
    Hartford, CT
  • 05/2021 → 03/2024
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-28
  • S66 Uniform Combined State Law Examination
    2017-11-28

View on SEC IAPD

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Other Offices

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ERNST & YOUNG INVESTMENT ADVISERS LLP · HARTFORD, CT
ROCKEFELLER FINANCIAL LLC · Hartford, CT
BRADLEY FOSTER & SARGENT INC · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
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