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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-03-15 |
| TX | RA | APPROVED | 2024-03-15 |
Branch Locations
One Corporate Center 20 Church Street, Suite 2300, Hartford, CT 06103-1221 • United States
Newington, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Hartford | CT | 06/2009 | 03/2024 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 03/2024 |
| Rbc Capital Markets, Llc | Hartford | CT | 03/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 06/2024 |
Estate; Investment related: Yes; Columbia, Pennsylvania; Estate; Executor/Co-Executor; 08/2022; During business hours: 2; After business hours: 3;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-21 |
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