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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-11-02 |
| DE | RA | APPROVED | 2022-01-04 |
| MI | RA | APPROVED | 2022-01-03 |
| FL | RA | APPROVED | 2021-12-22 |
| NJ | RA | APPROVED | 2021-12-22 |
| RI | RA | APPROVED | 2021-12-22 |
| VT | RA | APPROVED | 2021-12-22 |
| CT | RA | APPROVED | 2021-12-21 |
| NH | RA | APPROVED | 2021-12-21 |
| OH | RA | APPROVED | 2021-12-21 |
| PA | RA | APPROVED | 2021-12-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc. | Fairfield | IA | 01/2017 | 12/2021 |
| Cambridge Investment Research Inc. | Fairfield | IA | 01/2017 | 12/2021 |
| Johnson & Hill Staffing | West Springfield | MA | 03/2016 | 01/2017 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2019 | 12/2021 |
| Citizens Securities, Inc. | Westwood | MA | 12/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-11-07 |
| S65 | Uniform Investment Adviser Law Examination | 2018-10-02 |
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