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Adam Hout

Charles Schwab & Co., Inc.

Mission Viejo, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-04
  • CA RA
    APPROVED
    Since 2024-11-04

Branch Locations

27201 Puerta Real Suite 100, Mission Viejo, CA 92691-8570 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lido Advisors, Llc (Formerly Ken Stern & Associates, Inc.) San Diego CA 12/2016 01/2018
Adp San Diego CA 06/2014 12/2016
Hout Construction Services, Inc. Dba Hout Engineering Newport Beach CA 02/2018 09/2024
Charles Schwab & Co., Inc Mission Viejo CA 10/2024 Present
Hout Financial Services, Inc. Newport Beach CA 11/2019 09/2024
Charles Schwab Bank Ssb Mission Viejo CA 10/2024 Present
  • 12/2016 → 01/2018
    Lido Advisors, Llc (Formerly Ken Stern & Associates, Inc.)
    San Diego, CA
  • 06/2014 → 12/2016
    Adp
    San Diego, CA
  • 02/2018 → 09/2024
    Hout Construction Services, Inc. Dba Hout Engineering
    Newport Beach, CA
  • 10/2024 → Present
    Charles Schwab & Co., Inc
    Mission Viejo, CA
  • 11/2019 → 09/2024
    Hout Financial Services, Inc.
    Newport Beach, CA
  • 10/2024 → Present
    Charles Schwab Bank Ssb
    Mission Viejo, CA
Previous Registrations
  • 2020-01-28 → 2024-10-25
    Hout Financial Services, Inc.
    Newport Beach, CA
Other Businesses

Hout Construction Services, Inc. DBA Hout Engineering|Investment Related:No|20250 SW Acacia Street, Suite 150;Newport Beach;California ;92660;USA|Engineering Services|Vice President|2018-02-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Partial ownership in family business

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-12-22
S65 Uniform Investment Adviser Law Examination 2018-03-09
  • S63 Uniform Securities Agent State Law Examination
    2023-12-22
  • S65 Uniform Investment Adviser Law Examination
    2018-03-09
Other Names
  • Adam Steven Hout

View on SEC IAPD

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Other Offices

EDWARD JONES · MISSION VIEJO, CA
J.P. MORGAN SECURITIES LLC · MISSION VIEJO, CA
WELLS FARGO CLEARING SERVICES, LLC · MISSION VIEJO, CA
PFS INVESTMENTS INC. · MISSION VIEJO, CA
CETERA INVESTMENT ADVISERS LLC · MISSION VIEJO, CA
PFS INVESTMENTS INC. · MISSION VIEJO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MISSION VIEJO, CA
J.P. MORGAN SECURITIES LLC · MISSION VIEJO, CA

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