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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-26
CO RA APPROVED 2017-03-21
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • CO RA
    APPROVED
    Since 2017-03-21

Branch Locations

5251 Dtc Parkway Suite 1500, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Denver CO 01/2017 Present
Conocophillips Houston TX 06/2012 12/2016
Morgan Stanley Private Bank, National Association New York NY 02/2017 Present
  • 01/2017 → Present
    Denver, CO
  • 06/2012 → 12/2016
    Conocophillips
    Houston, TX
  • 02/2017 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

2.Pending Rental Properties name; Denver Market, CO; Investment related; Rental; Manager & CEO; 03/2017; 0,1 3. Property Management; Investment related Yes; DE; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Jul 2017; During business hours: 0; After business hours: 1; Property Manager. 5. Property Management; Investment related; Denver, CO; Rental property; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Jul 2017; During business hours: 0; After business hours: 1; Property Manager 6. University of Colorado Leeds School of Business; Non Investment related; Lone Tree, CO; Government / Municipality / Political; Young Alumni Mentor(proprietor, partner, officer, director, employee, trustee, agent); Sept 2014; During business hours: 0; After business hours: 0.25 ; I help coach/mentor a sophomore student at the CU Leeds School of Business 7. *374136 - Rental Property; Investment related Yes; Denver, CO; Rental Property; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Jul 2019; During business hours: 0; After business hours: 2; Landlord 10.*506077- Breezy Rental Properties LLC; Investment related-Yes; Englewood, Colorado; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2022; During business hours: 0; After business hours: 5; Property Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-21
  • S66 Uniform Combined State Law Examination
    2017-03-21
Other Names
  • Nic Breen
  • Nicholas Breen

View on SEC IAPD

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