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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-07-21 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Shelton | CT | 11/2016 | 05/2020 |
| N/A | Sandy Hook | CT | 02/2015 | 10/2016 |
| Prudential Investment Management Services Llc | Hartford | CT | 05/2020 | Present |
| The Prudential Insurance Company Of America | Hartford | CT | 11/2016 | Present |
| Gwfs Equities, Inc. | Hartford | CT | 04/2022 | Present |
Inland Wetlands Commission, 3 Primrose Street, Newtown, CT 06470~Commission reviews and approves applications for regulated activities & forest practices in administering the Inland Wetlands & Watercourses regulations~Commissioner~2/2016~4 hrs/mo~0 trading hrs/mo
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-21 |
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