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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-06-17
  • GA RA
    APPROVED
    Since 2025-06-17

Branch Locations

3638 Walton Way Extension Suite 300, Augusta, GA 30909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fuller, Frost & Associates, Cpas, Pc Augusta GA 08/2001 Present
1St Global Capital Corp. Augusta GA 05/2017 10/2019
1St Global Advisors, Inc. Augusta GA 05/2017 10/2019
Avantax Insurance Services, Inc. Augusta GA 12/2017 06/2025
Avantax Investment Services, Inc. Augusta GA 10/2019 06/2025
Avantax Advisory Services Augusta GA 10/2019 06/2025
Cambridge Investment Research, Inc. Fairfield IA 06/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2025 Present
  • 08/2001 → Present
    Fuller, Frost & Associates, Cpas, Pc
    Augusta, GA
  • 05/2017 → 10/2019
    1St Global Capital Corp.
    Augusta, GA
  • 05/2017 → 10/2019
    1St Global Advisors, Inc.
    Augusta, GA
  • 12/2017 → 06/2025
    Avantax Insurance Services, Inc.
    Augusta, GA
  • 10/2019 → 06/2025
    Avantax Investment Services, Inc.
    Augusta, GA
  • 10/2019 → 06/2025
    Avantax Advisory Services
    Augusta, GA
  • 06/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2025 → Present
    Fairfield, IA
Previous Registrations
  • 2019-10-25 → 2025-06-20
    Avantax Advisory Services
    Augusta, GA
  • 2017-05-26 → 2019-10-25
    1St Global Advisors Inc
    Augusta, GA
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 06/17/2025 2. CTA WORKS, LLC, 3638 Walton Way Extension, Suite 300, Augusta GA 30909, 06/2023, Owner, Accounting/Bookkeeping/Payroll Services, NIR, 4 HR/MO, 0 HR/MO TRADING. 3. CYBERMAVENS, LLC, 2053 Starnes Street, Augusta GA 30904, 09/2018, Owner, Consulting/Coaching, NIR, 1 HR/MO, 0 HR/MO TRADING. 4. ENSEMBLE FINANCIAL STRATEGIES, 3638 Walton Way Extension, Suite 300, Augusta GA 30909, 11/2023, Agent, Insurance/Benefits/Human Resources, INV REL, 20 HR/MO, 8 HR/MO TRADING. 5. AUGUSTA UNIVERSITY ALUMNI BOARD, 2500 Walton Way, Augusta GA 30904, 01/2004, Board Member, Volunteer, NIR, 1 HR/MO, 0 HR/MO TRADING. 6. FULLER, FROST & ASSOCIATES: LANIER-MCCORMACK SUBLET, 3638 Walton Way Extension, Suite 300, Augusta GA 30909, United States, 01/01/2015, Owner, Sublet to Lanier-McCormack Wealth Management, LLC., NIR, 0 HR/MO - 0 HR/MO TRADING 7. AIKEN TECHNICAL COLLEGE, 2276 Jefferson Davis Highway, Granitville SC 29829, United States, 08/19/2025, Accounting Instructor, Accounting Instructor, NIR, 15 HR/MO - 0 HR/MO TRADING 8. AUGUSTA UNIVERSITY, Allgood Hall, 2500 Walton Way, Augusta GA 30909, United States, 08/11/2025, W2 Employee, Author/Educator/Podcast/Speaker, NIR, 30 HR/MO - 15 HR/MO TRADING 9. UNIVERSITY OF MARYLAND GLOBAL CAMUS, 3638 Walton Way Extension, Augusta GA 30909, United States, 10/15/2025, W2 Employee, Author/Educator/Podcast/Speaker, NIR, 5 HR/MO 0 HR/MO TRADING 10. ENSEMBLE TAX & ACCOUNTING, LLC, 415 S Sharon Amity Road, Suite B, Charlotte, NC 28211, United States, 02/06/2026, Owner, Tax Services, NIR, 160 HR/MO - 130 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-22
  • S66 Uniform Combined State Law Examination
    2017-05-22
Other Names
  • Walter Christian Etterlee
  • Chris Etterlee
  • Walter Christian Etterlee, Ii

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