William Alfred Vaccacio

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-03-16
MD	RA	APPROVED	2020-02-19

TX RA
APPROVED

Since 2020-03-16
MD RA
APPROVED

Since 2020-02-19

Branch Locations

11333 Mccormick Rd Ci Client Management, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Timonium	MD	12/2016	06/2019
Nylife Securities Llc	Timonium	MD	10/2017	06/2019
Unemployed	Monkton	MD	09/2016	12/2016
Kohl's Department Stores	Monkton	MD	02/2014	09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hunt Valley	MD	07/2019	Present
Bank Of America, N.A.	Hunt Valley	MD	04/2020	Present

12/2016 → 06/2019

New York Life Insurance Company

Timonium, MD
10/2017 → 06/2019

Nylife Securities Llc

Timonium, MD
09/2016 → 12/2016

Unemployed

Monkton, MD
02/2014 → 09/2016

Kohl's Department Stores

Monkton, MD
07/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD
04/2020 → Present

Bank Of America, N.A.

Hunt Valley, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-02-18
S63	Uniform Securities Agent State Law Examination	2018-09-07

S66 Uniform Combined State Law Examination

2020-02-18
S63 Uniform Securities Agent State Law Examination

2018-09-07

Other Names

William Alfred Vaccacio
William Vaccacio

View on SEC IAPD

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OSAIC WEALTH, INC.

INDEPENDENT FINANCIAL PARTNERS

AE WEALTH MANAGEMENT, LLC

Other Investors

Andrew Benjamin Anthony

LANCE REID SCOTT

JOHN FRANCIS MORAN

Jack Richard Sweiderk

WILSON CROSBY TALIAFERRO

Cristina Polvinale Kothari

JOHN LUKE CHARLTON

Other Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD

ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD

GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD

MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD

BUSH RIVER TRUST, LLC · HUNT VALLEY, MD

OSAIC WEALTH, INC. · HUNT VALLEY, MD

INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD

AE WEALTH MANAGEMENT, LLC · Hunt Valley, MD

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