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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-13 |
| OK | RA | APPROVED | 2017-02-13 |
Branch Locations
12436 St. Andrews Dr., Oklahoma City, OK 73120 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc | Oklahoma City | OK | 01/2017 | Present |
| Nortek Air Solutions | Okarche | OK | 08/2013 | 01/2017 |
| Kestra Advisory Services, Llc | Oklahoma City | OK | 01/2017 | Present |
Name: Ronald McDonald House Charities of Oklahoma City Investment Related: No Address: 940 NE 13th St Suite 3100 Oklahoma City OK 73104 Nature of Business: Community/Charitable/Civic Volunteer (Non-Leadership Position) Title: Cabinet Member Start Date: 5/1/2019 Hrs/mth: 0-16 Hrs/mth during trading hours: 0-14 Duties: Bi-Monthly meetings and event planning. Name: Porter Cunningham Investment Related: No Address: 12436 St. Andrews Dr Oklahoma City OK 73120 Nature of Business: Notary Service Title: Notary Public Start Date: 8/7/2017 Hrs/mth: 0-16 Hrs/mth during trading hours: 0-14 Duties: Notarize required documentation Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Title: Advisor in training. Start Date: 1/2/2017 Hrs/mth: 100%+ (More than 160 hours) Hrs/mth during trading hours: Up to 100% (0 to 160 hours) Duties: Assist in clerical duties while being trained and registered as an advisor. Name: Oklahoma Financial Center Investment Related: Yes Address: 12436 St. Andrews Dr. Oklahoma City OK 73120 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Title: Registered Field Assistant Start Date: 1/2/2017 Hrs/mth: 91% - 100% (145 - 160 hours) Hrs/mth during trading hours: Up to 100% (0 to 160 hours) Duties: Providing clerical duties as needed. Name: Partee Products, LLC Investment Related: No Address: 2709 NW 161st Circle Edmond OK 73013 Nature of Business: manufacturer, retailer and wholesaler of golf accessories. Title: VP - Sales and Marketing Start Date: 5/22/2015 Hrs/mth: 0-16 Hrs/mth during trading hours: 0-14 Duties: Provide sales avenues to retail consumers and wholesalers for the Cigar Partee product. Name: 1st Peter 4:10 Investment Related: Yes Address: 12436 St. Andrews Dr. Oklahoma City OK 73120 Nature of Business: Real Estate Title: Owner Start Date: 1/15/1998 Hrs/mth: 0-16 Hrs/mth during trading hours: 0-14 Duties: Owner Name: Scissortail Podcast Investment Related: No Address: 6208 NW 158th TER Edmond OK 73013 Nature of Business: None of these. Title: Founder and host. Start Date: 1/6/2016 Hrs/mth: 0-16 Hrs/mth during trading hours: 0-14 Duties: Organize recording times, populate show notes, solicit advertisements. Name: Casady School Alumni Association Investment Related: No Address: 9500 N Pennsylvania Avenue Oklahoma City OK 73120 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.); Community/Charitable/Civic Volunteer (Non-Leadership Position) Title: Vice President Start Date: 8/1/2013 Hrs/mth: 0-16 Hrs/mth during trading hours: 0-14 Duties: Provide leadership to the board and assist on relevant committees. Prepare to roll into President position for upcoming term Name: CASADY SCHOOL POSITION: Substitute Teacher NATURE: Education INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 02/28/2022 ADDRESS: 9500 N Pennsylvania Ave, Oklahoma City OK 73120, United States DESCRIPTION: I will be providing substitute teaching services as needed to the school at all levels. Name: ROHIRRIM INVESTMENTS, LLC POSITION: Sole Managing Member NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/06/2026 ADDRESS: 4409 Saint Gregory Drive, Oklahoma City OK 73120-8330, United States DESCRIPTION: Complete discretion over deployment of liquidity in investments including public, private securities and real estate.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-24 |
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