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Fei Liu

Wells Fargo Clearing Services, LLC

Newark, CA

Walnut Creek, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-08-18
  • CA RA
    APPROVED
    Since 2021-08-18

Branch Locations

34988 Newark Blvd, Newark, CA 94560 • United States

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank N.A Newark CA 12/2014 Present
Wells Fargo Clearing Services Llc Newark CA 03/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-18
S63 Uniform Securities Agent State Law Examination 2019-10-23
  • S66 Uniform Combined State Law Examination
    2021-08-18
  • S63 Uniform Securities Agent State Law Examination
    2019-10-23

View on SEC IAPD

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