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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-09 |
| TX | RA | APPROVED | 2021-03-12 |
Branch Locations
5877 Jarvis Ave, Newark, CA 94560 • United States
210-B Rail Road Ave, Danville, CA 94526 • United States
39150 Fremont Blvd Fl 4, Fremont, CA 94538 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sorrento Pacific Financial, Llc | San Diego | CA | 10/2015 | 11/2016 |
| Fremont Bank | Fremont | CA | 10/2015 | Present |
| Lpl Financial Llc | Fremont | CA | 11/2016 | Present |
1)11/15/16-FB Financial Services, A Division of Fremont Bank-DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100%. 2) 4/30/2020 - Fremont Bancorp - DBA: FB Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2020 - 160 Hours Per Month/80 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-11-10 |
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