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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-02-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chase Investment Services Corp | San Jose | CA | 04/2011 | 10/2018 |
| J.P. Morgan Securities Llc | San Jose | CA | 10/2018 | 03/2020 |
| J.P. Morgan Securities Llc | Newark | CA | 03/2020 | Present |
| Jpmorgan Chase Bank N.A. | Newark | CA | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-16 |
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