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Naushaba Rashid

Wells Fargo Clearing Services, LLC

Newark, CA

Walnut Creek, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-01-14
CA RA APPROVED 2007-02-01
  • TX RA
    APPROVED
    Since 2015-01-14
  • CA RA
    APPROVED
    Since 2007-02-01

Branch Locations

34988 Newark Blvd, Newark, CA 94560 • United States

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Newark CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Newark CA 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-27
S63 Uniform Securities Agent State Law Examination 1989-08-02
  • S65 Uniform Investment Adviser Law Examination
    2006-12-27
  • S63 Uniform Securities Agent State Law Examination
    1989-08-02
Designations
Other Names
  • Shaba Rashid

View on SEC IAPD

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