Kimberly Shores

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2016 → 01/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 01/2007 → 12/2016
  Deutsche Bank
  Los Angeles, CA
• 12/2016 → 01/2018
  Bank Of America, N.A.
  Los Angeles, CA
• 01/2018 → Present
  Wells Fargo Clearing Services
  San Diego, CA
• 01/2018 → Present
  Wells Fargo Bank
  San Diego, CA

Previous Registrations

• 2017-03-14 → 2018-01-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA

Other Businesses

SAN DIEGO MUSEUM OF ART; NOT INV. RELATED; SAN DIEGO, CA; BOARD OF TRUSTEES/DEVELOPMENT COMMITTEE; START DATE 8/1/2017; 4 HRS PER MONTH; 2 HRS DURING TRADING; DUTIES: DETERMINE MISSION/PURPOSE, SELECT AND SUPPORT THE CEO, ENSURE EFFECTIVE PLANNING AND FINANCIAL RESOURCES, MONITOR PROGRAMS/SERVICES, PROVIDE FINANCIAL OVERSIGHT TO PROTECT ASSETS AND PROVIDE ETHICAL GUIDANCE. MINGEI INTERNATIONAL MUSEUM; NOT INV. RELATED; SAN DIEGO, CA; BOARD OF TRUSTEES; START DATE 10/1/2017; 4 HRS PER MONTH; 2 HRS DURING TRADING; DUTIES: DETERMINE MISSION/PURPOSE, SELECT AND SUPPORT THE CEO, ENSURE EFFECTIVE PLANNING AND FINANCIAL RESOURCES, MONITOR PROGRAMS/SERVICES, PROVIDE FINANCIAL OVERSIGHT TO PROTECT ASSETS AND PROVIDE ETHICAL GUIDANCE. RENTAL PROPERTY, INVT RELATED, MEDFORD, OR, 100% OWNERSHIP WITH SPOUSE, START DATE 8/1/2022, 1 HR PER MONTH, 0 HRS DUIRNG TRADING, OWNER.

Exams

• S66 Uniform Combined State Law Examination
  2017-03-13

Other Names

• Kimberly J Shores
• Kimberly Shores
• Kim Shores
• Kim Tamraz
• Kimberly Tamraz
• Kimberly Joyce Tamraz
• Kimberly J Tamraz
• Kimberly Joyce Shores