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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-05-11 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
Woodbury, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Associated Healthcare Credit Union | Minneapolis | MN | 06/2015 | 08/2017 |
| Axa Advisors, Llc | New York | NY | 03/2017 | 09/2018 |
| Rbc Capital Markets Llc | Stillwater | MN | 09/2018 | 09/2020 |
| Ameriprise Financial Services, Llc | Inver Grove Heights | MN | 09/2020 | 03/2021 |
| Securian Financial Services | Saint Paul | MN | 03/2021 | 05/2023 |
| Cri Securities | Saint Paul | MN | 03/2021 | 10/2021 |
| Northstar Resource Group | Minneapolis | MN | 03/2021 | 05/2023 |
| Minnesota Life Insurance Company | Saint Paul | MN | 03/2021 | Present |
| Waypoint Wealth Group | Woodbury | MN | 04/2021 | 05/2023 |
| Rbc Capital Markets, Llc | Minneapolis | MN | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-05 |
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